There are these two fairly good jokes they always tell at the Edinburgh Free Fringe, and the one is about how it's free to get in to see the show but not free to leave, and then the other one is something about, "blahdy blahdy blah, boop boop boop, fold your donation into this hat [or bucket]." Well I have busy since mid-May with my little jeweler's saw and soldering iron and pathetic kleinen hinges, crafting my foldable tuppence to perhaps fuck up that latter gag for keeps, and tonight I finally went along to Hoke's Bluff at the Forest Fringe (huorned over to the Out of the Blue Drill Hall, goodness) to debut my devious little comeback, and do you know what -- I had to give them a bloody fiver!
Yes, cast and crew of Hoke's Bluff: the fiver was from me.
Now I can't really do a proper review, but here are some discombobulated notes.
Hoke's Bluff is a play about sports, and perhaps particularly American high school sports, and perhaps particularly especially about movies about American high school sports. There is a jock, a cheerleader and a ref. There is a lot of poppy dance music, and lots of getting the audience to cheer and clap. They sell you popcorn and then make you feel guilty about eating it by running up and down and doing star jumps.
The sport in question is a sort of excellent synthesis of American football, baseball, basketball, ice hockey and soccer, in roughly that order of precedence, but really we all know it's Calvinball:
As well as Bill Watterson, it's reminiscent of Don DeLillo: Americana and -- especially! -- End Zone. There was that sense of sports talk (commentary, smack talk, pep talks, etc.) as being its own proper oral tradition, with its own integrity and complexity. It wasn't just that the beautiful writing of Hoke's Bluff had transmuted sports talk into poetry -- yes, that happened a bit, but sports talk was also allowed to be whatever it already is when it is fully, extravagantly realised. Something akin to poetry, perhaps. The sister arts: ut playbook poesis.
It is a crackerjack series of beautifully staged little spectacles. Detail, yes! And there was a steadiness to it, a confident occupation of attention which left me with the impression of the characteristic pacing of sketch comedy. Processes which sound like they should be boring to watch instead became the milieu in which little well-chosen details continually shifted.
(Sometimes, when you say to someone, "You must be so bored of people asking you x," they say something like, "Oh, not really. Everyone says it in a different way!" And yes, everyone who says that says "Everyone says it in a different way!" in a different way).
Given the deliberately archetypal and somewhat fragmentary storytelling, the characters conveyed a surprising richness.
The artifice is so bright and straightforward it almost feels as if it is handed back to the audience to control. Feelings can operate more like thoughts: you can move around in feeling, choosing different branches, like you can move around in thoughts. (Although a film like Christoffer Boe's Reconstruction (2003) shows that drawing attention to a trope does not necessarily significantly change its emotional impact. (Perhaps it's different with Hoke's Bluff because when it comes to cheesy sports movies, we're already used to suspending disbelief in some particular way?)).
Something else about Hoke's Bluff -- something about its hyperreality -- means if we choose to feel with the grain, we probably won't be distracted by the falseness, by tropes constructed to create a certain feeling. It is false here, but it's true somewhere. (Perhaps this is peculiar to small town sports obsessions).
You know that hokey gag where an orator -- coach, say -- gets carried away in a speech supposedly about general and noble things, and inserts various personal hang-ups and/or uncomfortably intimate information? (I'm not sure if it really is a gag. It's seldom funny). Something like that happens in Hoke's Bluff. But the movement is not always from the general and proverbial to the specific and private. It is another mode of oversharing altogether.
These epic lists! The names are funny, sometimes. There's that Chris Morris-y way of creating names. (I don't know, maybe they were all real). Is this perhaps the counterpart to Romantic irony -- to that sense that anything could always have been otherwise? A kind of Romantic bathos, or something? I don't know.
That's it. I really liked it.
Political Science, Science Fiction, Fantasy, Hi Tech Poetry, Postmodern Citizenship, Critical Theory, Advance Guards, Universal Triggers, Neuters, Irk Tourneys, Dress Prints, Toblerones, Seaton Spotting, Intervention Materialism, Skim Writing, Nonlinear Intersectionalism, Constituent Geek Power, Recipes, Woad Agon, Praxis Dudes, Tachyon Farms, Attack Pluralism, Post Blogging
Friday, 30 August 2013
Monday, 8 July 2013
A review of Baxter's biography of JG Ballard
The Inner Man is a smart, supple and jolly biography. I particularly enjoyed the brisk but forbearing way Baxter dismisses info from the horse’s mouth – no, he didn’t do that, no, he must have imagined that, nope, he didn’t read that then, I don’t care what he says etc.. There are good anecdote – Ballard hated Sister Wendy and avoided going to events where she’d be present; the British Board of Film Classification screened Cronenberg’s Crash for eleven paraplegics to make sure it was all right; Ballard would pleasantly acquiesce to requests for references, but write separate letters to the reference recipients, warning them to disregard the references. There’s also a pretty good harvest of witticisms and wry remarks. Baxter doesn’t seem overly bothered about spoilers – but then again, for most of his life, Ballard is just sitting in his house in Shepperton, so it does make sense to focus on his writing. Avoiding fetishizing Ballard’s experiences as the meaning of his works, Baxter still manages to keep up a stream of plausible suggestions of persons, incidents, environments and atmospheres which may have been fictionalised. In terms of critical curation, Baxter’s preferred cultural contexts, especially for Ballard’s sf, are mostly visual art, and are generally quite convincing. He also emphasizes the importance of advertising – the born advertiser waging holy war against consumer culture is the closest Baxter comes to a summation of Ballard. Without conspicuously cheating, and without rendering Ballard any less idiosyncratic, Baxter renders him rather a lot less enigmatic.
A few reservations: I felt there was too much about movies. There were also a few too many arbitrary summaries of context: "it was 196X, the Beatles were in Tibet, opposition to the Vietnam conflict was growing, everyone was watching aliens on Star Trek, yoda yoda yoda."
More importantly, I’d have liked more emphasis on the gender and sex politics of Ballard, his work and his era. Baxter suggests that if Ballard’s young wife Mary had not died, he would have forever remained a second rate writer. The main implications of Ballard "knocking around" his girlfriend are apparently her changing her look and a hiatus in Ballard’s friendship with Moorcock.
Finally, I’m dubious of the handling of what you could call the critical moment in Ballard works. Baxter does Ballard a disservice by drawing so few comparisons with postmodern theorists, critical theorists and post-marxists – leaving him seeming to celebrate a rather drab brand of swaggering nihilism and butch self-fashioning.
Also, Colin Waters raises what seem to be some rather sensible points in his review for The Herald!
Wednesday, 19 June 2013
Hai Drone Jin Sim Natter
An eensy bit terser version of this review appeared in Interzone 243. Of course it makes rather bittersweet reading now, especially the last bit. Iain Banks you were wonderful & you are missed.
The Hydrogen Sonata tells the story of a crisis sparked by the impending rapture (“Subliming”) of a major galactic civilisation (the Gzilt) into a sort of extra-dimensional transcendental afterlife or überlife thingamajig. As the blessed day draws closer, scores are settled and secrets revealed; rules, manners and mores unravel; meanwhile, scavengers push and shove on the perimeter, ready at the first sign of a civilisation-wide, blissed-out puff of smoke to pounce on whatsoever cool tech and well-appointed worlds that might be going spare. Pretty swiftly everyone’s favourite super-advanced post-scarcity utopian anarchists (the Culture) can’t resist poking their smug pug noses (or hulls, I guess – many of the Culture characters are, crudely speaking, space ships) into the affair.
So I make that … ten Culture books now? Technically each one is stand-alone, though some – The Hydrogen Sonata for one – will surely bewilder the beginner more than others. That’s not to say The Hydrogen Sonata is “a bad place to start” exactly – there are pleasures peculiar to wandering in in media res and figuring out, detective fashion, an already well-established world, and even to feeling the weight of obscure presences you never fully descry. For Banks aficionados awaiting a fix of courageously intelligent, consistently droll, and sporadically pyrotechnically-savage space opera, The Hydrogen Sonata can’t be said to short-change. The cool tech is cool; the intriguing teamwork is intriguing, the gratuitously exotic backdrops are exotic as ever; the grotesque revels are gross as ever (a minor character can have too many penises, you know, Mr Banks); the lovable sidekicks must needs be loved; and the Imperial pomp is copiously pompous (though not technically Imperial). There are tense, matter-of-fact, “one-hobbit-with-one-HP-survives” style military set-pieces. There are pilgrimages to gurus. There is pluck. There are some links to Surface Detail (2010) too, in which disputes over the ethics of simulated Hell escalates into political and military crisis. We’re also in Excession (1996) territory, with the Deep Space Natter novel form – you feel a bit like you’ve stumbled onto a cosmic Wikipedia talk page waaay above your security clearance.
There’s really so much crammed into The Hydrogen Sonata that it may seem an odd choice to dwell so carefully on the wordy and prying committee of principled AI meddlers (whilst, for instance, the thread about the murderous Septame Bangestyn felt ever-so-slightly cursory). Still, I don’t think Banks was wasting skill by selecting this focus and making it work.
Here’s why. Culture novels have been getting good at extrapolating around various sf mainstays (especially VR simulations, subjectivity saved games, and dealings between AI and biological life) in ways which could be catastrophic for storytelling and emotional investment and pacing, but aren’t. For instance – can scenes ever-liable to dissolve as sims, or sims-within-sims, be built such that readers still care for their outcomes? Maybe not! Do readers care about characters who can be restored off a disc if they die? Maybe not! What can an author give a flesh-and-bones hero to do, if AI and snazzy tech can obviously handle the heroism so much better? Maybe nada — “You won’t be contributing, you’ll be jeopardising,” an AI avatar tells Sonata protagonist Vyr Cossont as she insists on protagging along to a climactic battle (p. 432). In general Banks has been admirably reluctant to fudge these snags. Treated candidly, they can serve as sources of strange energies and cathexes and seemingly-warped-yet-utterly-logical narrative structures (contrasting with the flamboyant structural elegance of books like Use of Weapons (1990), Feersum Endjinn (1994) and Inversions (1998)).
I think that’s part of what’s going on in Matter (2008), Surface Detail and The Hydrogen Sonata, and I think it’s part of a larger struggle in many of Banks’ books between materialism and storytelling. That is, between the obligation to the messiness of the universe, and the obligation to freight history with meanings and values which might distort and artificially neaten it.
If I have a niggle – and how many fans will share in it, I don’t know – I could happily have heard a little more overt moral chat!
Sure, various values are implicitly represented and tested – especially those swirling around the themes of prediction (sims again), risk and self-sacrifice (both pointless and pointed). But more explicit lines might have been drawn, and/or a more contemporary aura invoked – Surface Detail was about Hell, and one of its highlights was a level-headed dispute with a thinly-veiled American theocon. The Hydrogen Sonata in a way is about Heaven, plus the whole connected secular caboodle of utopia, revolt and so on. Subliming offers the opportunity to think about the operation of moral calculation and moral instinct in anticipation of salvation, about the ways in which vangardists confront sacrifices and terrible trade-offs (“to murder so many so that so many more may one day –” yadayadayada), and about how they may successfully solicit and/or delusively project such sacrifices and terrible trade-offs, with stunningly complex outcomes. We know Banks is capable of more in-depth and subtle interrogations of eschatological psychology; so maybe he didn’t think we were capable or inclined to attend to them?
Well, I’m not wistful for The Hydrogen Sermon or anything, and to be fair, whilst Subliming is prodigiously fleshed out (ectoplasm’d out?) in that novel, plenty of new mysteries and prospects are generated in the process. So perhaps there is more about this whole Subliming business yet to come. Actually that's quite an exciting thought.
The Hydrogen Sonata tells the story of a crisis sparked by the impending rapture (“Subliming”) of a major galactic civilisation (the Gzilt) into a sort of extra-dimensional transcendental afterlife or überlife thingamajig. As the blessed day draws closer, scores are settled and secrets revealed; rules, manners and mores unravel; meanwhile, scavengers push and shove on the perimeter, ready at the first sign of a civilisation-wide, blissed-out puff of smoke to pounce on whatsoever cool tech and well-appointed worlds that might be going spare. Pretty swiftly everyone’s favourite super-advanced post-scarcity utopian anarchists (the Culture) can’t resist poking their smug pug noses (or hulls, I guess – many of the Culture characters are, crudely speaking, space ships) into the affair.
So I make that … ten Culture books now? Technically each one is stand-alone, though some – The Hydrogen Sonata for one – will surely bewilder the beginner more than others. That’s not to say The Hydrogen Sonata is “a bad place to start” exactly – there are pleasures peculiar to wandering in in media res and figuring out, detective fashion, an already well-established world, and even to feeling the weight of obscure presences you never fully descry. For Banks aficionados awaiting a fix of courageously intelligent, consistently droll, and sporadically pyrotechnically-savage space opera, The Hydrogen Sonata can’t be said to short-change. The cool tech is cool; the intriguing teamwork is intriguing, the gratuitously exotic backdrops are exotic as ever; the grotesque revels are gross as ever (a minor character can have too many penises, you know, Mr Banks); the lovable sidekicks must needs be loved; and the Imperial pomp is copiously pompous (though not technically Imperial). There are tense, matter-of-fact, “one-hobbit-with-one-HP-survives” style military set-pieces. There are pilgrimages to gurus. There is pluck. There are some links to Surface Detail (2010) too, in which disputes over the ethics of simulated Hell escalates into political and military crisis. We’re also in Excession (1996) territory, with the Deep Space Natter novel form – you feel a bit like you’ve stumbled onto a cosmic Wikipedia talk page waaay above your security clearance.
There’s really so much crammed into The Hydrogen Sonata that it may seem an odd choice to dwell so carefully on the wordy and prying committee of principled AI meddlers (whilst, for instance, the thread about the murderous Septame Bangestyn felt ever-so-slightly cursory). Still, I don’t think Banks was wasting skill by selecting this focus and making it work.
Here’s why. Culture novels have been getting good at extrapolating around various sf mainstays (especially VR simulations, subjectivity saved games, and dealings between AI and biological life) in ways which could be catastrophic for storytelling and emotional investment and pacing, but aren’t. For instance – can scenes ever-liable to dissolve as sims, or sims-within-sims, be built such that readers still care for their outcomes? Maybe not! Do readers care about characters who can be restored off a disc if they die? Maybe not! What can an author give a flesh-and-bones hero to do, if AI and snazzy tech can obviously handle the heroism so much better? Maybe nada — “You won’t be contributing, you’ll be jeopardising,” an AI avatar tells Sonata protagonist Vyr Cossont as she insists on protagging along to a climactic battle (p. 432). In general Banks has been admirably reluctant to fudge these snags. Treated candidly, they can serve as sources of strange energies and cathexes and seemingly-warped-yet-utterly-logical narrative structures (contrasting with the flamboyant structural elegance of books like Use of Weapons (1990), Feersum Endjinn (1994) and Inversions (1998)).
I think that’s part of what’s going on in Matter (2008), Surface Detail and The Hydrogen Sonata, and I think it’s part of a larger struggle in many of Banks’ books between materialism and storytelling. That is, between the obligation to the messiness of the universe, and the obligation to freight history with meanings and values which might distort and artificially neaten it.
If I have a niggle – and how many fans will share in it, I don’t know – I could happily have heard a little more overt moral chat!
Sure, various values are implicitly represented and tested – especially those swirling around the themes of prediction (sims again), risk and self-sacrifice (both pointless and pointed). But more explicit lines might have been drawn, and/or a more contemporary aura invoked – Surface Detail was about Hell, and one of its highlights was a level-headed dispute with a thinly-veiled American theocon. The Hydrogen Sonata in a way is about Heaven, plus the whole connected secular caboodle of utopia, revolt and so on. Subliming offers the opportunity to think about the operation of moral calculation and moral instinct in anticipation of salvation, about the ways in which vangardists confront sacrifices and terrible trade-offs (“to murder so many so that so many more may one day –” yadayadayada), and about how they may successfully solicit and/or delusively project such sacrifices and terrible trade-offs, with stunningly complex outcomes. We know Banks is capable of more in-depth and subtle interrogations of eschatological psychology; so maybe he didn’t think we were capable or inclined to attend to them?
Well, I’m not wistful for The Hydrogen Sermon or anything, and to be fair, whilst Subliming is prodigiously fleshed out (ectoplasm’d out?) in that novel, plenty of new mysteries and prospects are generated in the process. So perhaps there is more about this whole Subliming business yet to come. Actually that's quite an exciting thought.
Corporate Responsibility Reporting Assurance (4)
Okay, a sort of interlude to peer into how the accountancy profession and other assurance providers hope to systematise CR reporting. My info here may be a little archaic (often to the tune of four or five years); I’ll try to bring it more up-to-date eventually, but in the meanwhile anyone who wants to chip in, please do!
Standards
Despite the mostly voluntary character of CR reporting and assurance, there are many signs of standardisation. Most of the largest 250 companies worldwide use guidelines developed by the Global Reporting Initiative (“GRI”), and they seem to try to keep pretty up-to-date.
Look a little closer, and the full extent of this standardisation is difficult to decipher. The GRI guidelines are widely used in some form or another, but the guidelines are designed to be incredibly flexible. Compliance with the G3 version of the guidelines comes at three “Application Levels” according to how many CR indicators the company is able to report on; compliance can be self-assessed, or checked by the GRI or by a third party; reports can also be assured or not (the next iteration, G4 is likely to drop this feature).
Assurance may also be restricted to certain aspects of a report, and it may be either at the “reasonable” or “limited” level. This last distinction relates to the amount of work done to verify the subject matter. Reasonable assurance results in a positive form of the assurance statement (“is fairly stated”) whereas limited assurance results in a negative form (“nothing has come to our attention to suggest that it is not fairly stated”). Statutory audit of financial statements is always at the reasonable level. Limited assurance is used in a variety of other contexts, for example, in quarterly reviews of financial statements. A KPMG survey in 2008 showed that “the majority of the G250 (51 percent) obtain report assurance that is a ‘limited level’ of assurance—a lower level that requires less work from the assurance provider and therefore lower costs. […] From a company perspective, choosing a limited level is not surprising since assurance on corporate responsibility information is mainly a voluntary activity.”
The most significant standard of assurance provision applicable to the Big Four is the ISAE3000, maintained by the International Federation of Accountants (“IFAC”) through the International Auditing and Assurance Standards Board (“IAASB”). For member organisations, ISAE3000 has become compulsory where there is no national alternative (such as the Australian AS/NZS 5911 standard). This applies to the Big Four through their memberships in ICAEW. Specialist assurance providers (such as SGS and Two Tomorrows) typically don’t use the ISAE3000. It is a very flexible, generic standard, applicable to a wide range of non-audit assurance engagements. It assumes that the scope of the assurance engagement will be set by the reporting entity. In the UK, the Auditing Practices Board (“APB”) has responsibility for implementing standards issued by the IAASB. It does not currently promulgate the ISAE3000. The APB has expressed the view that the ISAE3000 aims to address too broad a range assurance engagements.
Then there’s the AA1000AS standard. The AA1000AS was developed by the non-profit organisation AccountAbility specifically for the assurance of CR reporting. The Big Four comply with this standard at their clients’ discretion. The AA1000AS (2008) seems still to be the most recent incarnation.
KPMG describe their use of the AA1000APS (2003) as a two phase process. Phase 1 considers whether the scope and materiality of the report is appropriate. During Phase 1, KPMG run their own analysis of scope and materiality. This consists of establishing five input channels: stakeholder engagement; media search; sector knowledge (e.g. peer CR reports, industry body guidelines); client knowledge; and prior year CR commitments. Phase 2 considers whether the individual claims are accurate and complete. Phase 2 is a lengthy process of identifying and taxonomising material assertions. “This results in a detailed assurance plan (including a list of people to be interviewed and a list of the required documentary evidence) at corporate, business/regional and site level (if relevant), together with the selection of sites to be visited. The type and amount of evidence required varies depending on the type of assertion and the level of assurance being sought.”
AA1000AS was developed to complement ISAE3000. For example, AA1000AS’s moderate and high levels of assurance, which the standard recommends for “new” and “mature” issues respectively, are intended to be consistent with ISAE3000’s “limited” and “reasonable” levels of assurance.
One important difference between the AA1000AS series and the ISAE3000 is that the assuror’s consideration of “materiality” is not limited in a scope set by the reporting entity. Materiality is a crucial concept of financial audit methodology, that has been carried over into assurance. Very loosely speaking, material information is significant information. It’s what matters. (I may get more detailed elsewhere). Under the AA1000AS series, the assuror assesses the degree to which the reporting entity’s scope has correctly identified its stakeholders and their needs. In other words, the assuror must make judge the reporting entity’s choices about what is and is not significant, by appeal to its stakeholders.
So those are the main standards used in the assurance of CR reporting. The Big Four have also developed their own tools relating to CR reporting, for instance Deloitte’s Sustainability Reporting Scorecard (2004), thirty criteria against which to assess a CR report. I’m not sure how much uptake there was of this.
Monitoring
There is comparatively little independent monitoring of this assurance itself (well, you do have to stop somewhere, I suppose). The G3 includes guidance on satisfactory assurance, but compliance must be self-assessed. One GRI representative commented, “An organization should look at the definition on pg. 38 of the GRI Guidelines and make its own assessment in conjunction with the assurance provider as to how they wish to communicate their engagement publicly. We will not take a position on whether a given engagement does or does not constitute ‘external assurance’ as it is impossible for us to assess the full range of engagements put in front of us” (2009).
AccountAbility don’t monitor the use of the AA1000AS (2008) to a detailed level. Each use of the AA1000AS (2008) in an assurance statement requires payment of a license fee to AccountAbility. AccountAbility pre-checks only the statement itself, although an acceptable statement must include a description of methodology. In partnership with the International Register of Certificated Auditors (“IRCA”), AccountAbility offers individuals training and certification in the use of AA1000AS (2008). AccountAbility also has an assuror membership programme (which includes all of the Big Four). However, neither of these are requirements to use the AA1000AS (2008).
The accountancy profession’s self-regulation mechanisms monitor compliance with the ISAE3000. In the context of indepedence, it's worth pointing out that the organisations which embody these mechanisms scoop their members from the cream of the accountancy profession, including Big Four partners. A quick scan suggests that about half the members of the APB are current or former associates of the Big Four, with the remainder drawn from business, law or academic backgrounds. The Big Four are also well-represented on the IFAC board.
High-level oversight of the ISAE3000 is provided by the Public Interest Oversight Board (“PIOB”), an extension of IFAC. In the UK, an infringement of the ISAE3000 would be reported to the professional body of which the firm or one of its employees was a member. All of the Big Four are institutional members of the Institute of Chartered Accountants in England and Wales (“ICAEW”). The Financial Reporting Council (“FRC”) is the UK’s independent regulator responsible for the accountancy and audit profession. The FRC, through its Professional Oversight Board (“POB”) has a statutory responsibility to ensure that these bodies have effective arrangements in place to investigate complaints against their members and member firms. The FRC recommends that professional bodies escalate cases concerning the public interest to its Accountancy & Actuarial Discipline Board (“AADB”). The AADB may also autonomously initiate investigations. As noted above, the APB does not currently promulgate the ISAE3000. In 2009, Executive Director of the APB commented, “While the ICAEW have some sort of monitoring of all services provided by audit firms in the UK (Practice Assurance), in reality I think it is fair to say that there is no monitoring of compliance with it [the ISAE3000].” There is thus something of a regulatory gap; certainly there is less oversight of this standard than of comparable audit standards.
A few more bits & pieces
In addition to all these standards and frameworks described, the Big Four aim to conduct their assurance work in accordance with the Code of Ethics for Professional Accountants, maintained by IFAC’s International Ethics Standards Board for Accountants (“IESBA”), as well as with their own codes of conduct and independence policies, and with appropriate national laws.
Important national legislation includes SOX, enacted in the US in 2002 in the aftermath of a number of major corporate and accounting scandals, above all the collapse of Enron and subsequently of their auditors, Arthur Andersen. Among its provisions, it prohibits professional services firms from doing audit and certain consultancy work for the same client. SOX also extends the scope of statutory audit to a range of internal fraud-prevention controls. ICAEW comments, “The most effective way to ensure the reality of independence is to provide guidance centred around a framework of principles rather than a detailed set of rules that can be complied with to the letter but circumvented in substance.” The focus of these blog posts is the UK system, characterized by this “principles”-based approach. It should be noted however that in the US context, largely as a consequence of SOX, threats to independence are subject to far greater “bright line” legislative specification and governmental regulation.
Finally, an there is the Audit Firm Governance Code, a code of best practice applicable to firms that audit more than twenty listed companies. This comprises the Big Four and four other large professional services firms. As far as I’m aware this doesn’t contain any provisions which are not chiefly oriented to the audit of financial statements.
Okay! Onward!
Standards
Despite the mostly voluntary character of CR reporting and assurance, there are many signs of standardisation. Most of the largest 250 companies worldwide use guidelines developed by the Global Reporting Initiative (“GRI”), and they seem to try to keep pretty up-to-date.
Look a little closer, and the full extent of this standardisation is difficult to decipher. The GRI guidelines are widely used in some form or another, but the guidelines are designed to be incredibly flexible. Compliance with the G3 version of the guidelines comes at three “Application Levels” according to how many CR indicators the company is able to report on; compliance can be self-assessed, or checked by the GRI or by a third party; reports can also be assured or not (the next iteration, G4 is likely to drop this feature).
Assurance may also be restricted to certain aspects of a report, and it may be either at the “reasonable” or “limited” level. This last distinction relates to the amount of work done to verify the subject matter. Reasonable assurance results in a positive form of the assurance statement (“is fairly stated”) whereas limited assurance results in a negative form (“nothing has come to our attention to suggest that it is not fairly stated”). Statutory audit of financial statements is always at the reasonable level. Limited assurance is used in a variety of other contexts, for example, in quarterly reviews of financial statements. A KPMG survey in 2008 showed that “the majority of the G250 (51 percent) obtain report assurance that is a ‘limited level’ of assurance—a lower level that requires less work from the assurance provider and therefore lower costs. […] From a company perspective, choosing a limited level is not surprising since assurance on corporate responsibility information is mainly a voluntary activity.”
The most significant standard of assurance provision applicable to the Big Four is the ISAE3000, maintained by the International Federation of Accountants (“IFAC”) through the International Auditing and Assurance Standards Board (“IAASB”). For member organisations, ISAE3000 has become compulsory where there is no national alternative (such as the Australian AS/NZS 5911 standard). This applies to the Big Four through their memberships in ICAEW. Specialist assurance providers (such as SGS and Two Tomorrows) typically don’t use the ISAE3000. It is a very flexible, generic standard, applicable to a wide range of non-audit assurance engagements. It assumes that the scope of the assurance engagement will be set by the reporting entity. In the UK, the Auditing Practices Board (“APB”) has responsibility for implementing standards issued by the IAASB. It does not currently promulgate the ISAE3000. The APB has expressed the view that the ISAE3000 aims to address too broad a range assurance engagements.
Then there’s the AA1000AS standard. The AA1000AS was developed by the non-profit organisation AccountAbility specifically for the assurance of CR reporting. The Big Four comply with this standard at their clients’ discretion. The AA1000AS (2008) seems still to be the most recent incarnation.
KPMG describe their use of the AA1000APS (2003) as a two phase process. Phase 1 considers whether the scope and materiality of the report is appropriate. During Phase 1, KPMG run their own analysis of scope and materiality. This consists of establishing five input channels: stakeholder engagement; media search; sector knowledge (e.g. peer CR reports, industry body guidelines); client knowledge; and prior year CR commitments. Phase 2 considers whether the individual claims are accurate and complete. Phase 2 is a lengthy process of identifying and taxonomising material assertions. “This results in a detailed assurance plan (including a list of people to be interviewed and a list of the required documentary evidence) at corporate, business/regional and site level (if relevant), together with the selection of sites to be visited. The type and amount of evidence required varies depending on the type of assertion and the level of assurance being sought.”
AA1000AS was developed to complement ISAE3000. For example, AA1000AS’s moderate and high levels of assurance, which the standard recommends for “new” and “mature” issues respectively, are intended to be consistent with ISAE3000’s “limited” and “reasonable” levels of assurance.
One important difference between the AA1000AS series and the ISAE3000 is that the assuror’s consideration of “materiality” is not limited in a scope set by the reporting entity. Materiality is a crucial concept of financial audit methodology, that has been carried over into assurance. Very loosely speaking, material information is significant information. It’s what matters. (I may get more detailed elsewhere). Under the AA1000AS series, the assuror assesses the degree to which the reporting entity’s scope has correctly identified its stakeholders and their needs. In other words, the assuror must make judge the reporting entity’s choices about what is and is not significant, by appeal to its stakeholders.
So those are the main standards used in the assurance of CR reporting. The Big Four have also developed their own tools relating to CR reporting, for instance Deloitte’s Sustainability Reporting Scorecard (2004), thirty criteria against which to assess a CR report. I’m not sure how much uptake there was of this.
Monitoring
There is comparatively little independent monitoring of this assurance itself (well, you do have to stop somewhere, I suppose). The G3 includes guidance on satisfactory assurance, but compliance must be self-assessed. One GRI representative commented, “An organization should look at the definition on pg. 38 of the GRI Guidelines and make its own assessment in conjunction with the assurance provider as to how they wish to communicate their engagement publicly. We will not take a position on whether a given engagement does or does not constitute ‘external assurance’ as it is impossible for us to assess the full range of engagements put in front of us” (2009).
AccountAbility don’t monitor the use of the AA1000AS (2008) to a detailed level. Each use of the AA1000AS (2008) in an assurance statement requires payment of a license fee to AccountAbility. AccountAbility pre-checks only the statement itself, although an acceptable statement must include a description of methodology. In partnership with the International Register of Certificated Auditors (“IRCA”), AccountAbility offers individuals training and certification in the use of AA1000AS (2008). AccountAbility also has an assuror membership programme (which includes all of the Big Four). However, neither of these are requirements to use the AA1000AS (2008).
The accountancy profession’s self-regulation mechanisms monitor compliance with the ISAE3000. In the context of indepedence, it's worth pointing out that the organisations which embody these mechanisms scoop their members from the cream of the accountancy profession, including Big Four partners. A quick scan suggests that about half the members of the APB are current or former associates of the Big Four, with the remainder drawn from business, law or academic backgrounds. The Big Four are also well-represented on the IFAC board.
High-level oversight of the ISAE3000 is provided by the Public Interest Oversight Board (“PIOB”), an extension of IFAC. In the UK, an infringement of the ISAE3000 would be reported to the professional body of which the firm or one of its employees was a member. All of the Big Four are institutional members of the Institute of Chartered Accountants in England and Wales (“ICAEW”). The Financial Reporting Council (“FRC”) is the UK’s independent regulator responsible for the accountancy and audit profession. The FRC, through its Professional Oversight Board (“POB”) has a statutory responsibility to ensure that these bodies have effective arrangements in place to investigate complaints against their members and member firms. The FRC recommends that professional bodies escalate cases concerning the public interest to its Accountancy & Actuarial Discipline Board (“AADB”). The AADB may also autonomously initiate investigations. As noted above, the APB does not currently promulgate the ISAE3000. In 2009, Executive Director of the APB commented, “While the ICAEW have some sort of monitoring of all services provided by audit firms in the UK (Practice Assurance), in reality I think it is fair to say that there is no monitoring of compliance with it [the ISAE3000].” There is thus something of a regulatory gap; certainly there is less oversight of this standard than of comparable audit standards.
A few more bits & pieces
In addition to all these standards and frameworks described, the Big Four aim to conduct their assurance work in accordance with the Code of Ethics for Professional Accountants, maintained by IFAC’s International Ethics Standards Board for Accountants (“IESBA”), as well as with their own codes of conduct and independence policies, and with appropriate national laws.
Important national legislation includes SOX, enacted in the US in 2002 in the aftermath of a number of major corporate and accounting scandals, above all the collapse of Enron and subsequently of their auditors, Arthur Andersen. Among its provisions, it prohibits professional services firms from doing audit and certain consultancy work for the same client. SOX also extends the scope of statutory audit to a range of internal fraud-prevention controls. ICAEW comments, “The most effective way to ensure the reality of independence is to provide guidance centred around a framework of principles rather than a detailed set of rules that can be complied with to the letter but circumvented in substance.” The focus of these blog posts is the UK system, characterized by this “principles”-based approach. It should be noted however that in the US context, largely as a consequence of SOX, threats to independence are subject to far greater “bright line” legislative specification and governmental regulation.
Finally, an there is the Audit Firm Governance Code, a code of best practice applicable to firms that audit more than twenty listed companies. This comprises the Big Four and four other large professional services firms. As far as I’m aware this doesn’t contain any provisions which are not chiefly oriented to the audit of financial statements.
Okay! Onward!
Monday, 10 June 2013
Rather dull note for Public Administration Select Committee about digital democracy
This is a note about the way forward for online participation of the UK citizenry in our government.
Public consultations justly have a bad name. So indeed do stakeholder consultations.
For a period of several years I was involved with private sector market research and, frequently, public sector consultations. Confidentiality forbids me from sharing specific examples, but I grew used to hearing the growing horror of stakeholders gradually realising how limited their scope of influence was, on issues on which they were more passionate, more informed, and more directly influenced by than whoever was driving policy, and despite the trappings of open and responsive governance.
E.g.:
(a) I think the government tends to forget that it has a responsibility to assess the invested interests of those who participate in consultations. In particular, there is a tendency to think that businesses are experts in their own affairs, and that they can therefore be expected to make the best decisions for the economy and the country on sector-specific issues. In fact we live in such an interconnected world that there is no such thing as a purely sector-specific issue; the government have a responsibility to be critical of these sources, and to try to work out what the big picture is.
(b) I think stakeholder mapping is usually very badly done. There is often a slippage in sense from "anyone whom this issue affects" (a good definition of a stakeholder) to "those who are already influential in this area, and/or already present themselves as knowledgeable" (a poor definition).
(c) My strong intuition is that no matter how hard government (or any organisation) promises to itself it really will listen to its stakeholders this time, the only way to genuinely drive policy change through stakeholder engagement is to delegate real power to stakeholders - or at least to allow stakeholders to impose penalties if, in their considered judgement, the engagement process has not been material.
The issue, of course, is then whether you have the courage to delegate power to stakeholders who may disagree with you!
*
None of the following suggestions really make my heart leap, but I find it tricky to come up with anything better.
I am slightly worried that such measures might be adopted and executed badly. They might then serve as evidence that online participation is simply impractical.
So here are a few thoughts on online participation (apologies; they are slightly disjointed).
The UK should be leading the way in online participation, not half-heartedly trying out experiments we know will probably fail, so that we can have the excuse, "Well, we gave it a bloody good shot!"
I suppose a good principle to begin with is what the de facto citizen is like.
We shouldn't romanticize the notion of the citizen. We are often: overworked, harried, short on time, money, patience, passionate about issues but also nervous and defensive about a lack of deep knowledge of them, willing to learn, but also distrusting of all information on topics of public interest, without necessarily the time nor the inclination to be critical of that information, and craving the security and simplicity of authoritative information sources, or of timeless truths (typically cynical and/or vague dogmatism).
So "involving" us isn't just a matter of making government more permeable to the pre-existing knowledge, energy & deliberative resources of the citizenry. It is also finding ways to cultivate & nourish those things.
The trouble about polls is that there are just so many of them. One avenue worth exploring is making participation in official polls a bit more like voting: for instance, you can only vote in these polls once per month, so you'll choose the issue that's important to you, and not feel guilty about the rest. (Twelve votes per year might be better than one per month, for the sake of flexibility).
Letter-writing & petitions obviously have their place, but they feel rather dated. They take time and energy. The results are often discouraging (38 Degrees campaigns are a partial exception). They are only indirectly educative. We surely now have the technology to make the activities of government far more transparent, and to be able feedback on those activities at a fine grain, and for our government to be minutely responsive to that feedback. We have social networking and social browsing; why not social scrutiny of government?
We need to think about the notion of the "popularity" of information, and how the effects of particular items "going viral" could be usefully included in the interface between public and government. Not everything can receive equal attention, but it is not for the government to decide what is and isn't important. Nor can we any longer trust the opposition and traditional media to make such a selection. We the public must also be directly involved in determining relevance. At the same time, this is obviously risky territory. Information can become popular based on shallow considerations.
So in terms of online interaction, we also need to think about the relationship between the serious & official, and the casual, satirical, just-for-fun. Obviously not every tweeted joke, every "OMFG!" or ever photoshopped jpeg is an equally venerable and sacred exercise of a democratic right. At the same time, if you simply exclude the flippant, anarchic & playful side of things, you risk creating an arena for engagement which is dull, excessively hard work, and unrepresentative of the citizenry - being dominated by anoraks, humourless sorts, and special interests. You fail to cultivate & nourish the knowledge, energy & deliberative resources of the citizenry. (We also need to think about trolls. We also need to think about astroturf).
I don't have any big answers, but a small example might point us in roughly the right direction. Scenario A is that there is a comments section beneath Parliament TV. It obviously looks rather like the thread of pretty much any YouTube clip, and it confirms everyone's suspicion that we, the British public, are idiots.
Scenario B is that Parliament TV is integrated with Facebook, Twitter, Tumblr, etc., as well as bespoke social networking sites. Users can comment on issues raised and share specific segments of the filmed proceedings, or transcripts thereof, and can filter the annotative activity of other users in a variety of ways. There is, for example, a "readers who liked this comment tended to also like these comments" feature, so it's not just a matter of what's popular or not - people with common purposes or ideas can find one another. There are incentives for independent fact-checking to flourish. Where jargon or specialised language appears, it is easy to click through to get definitions and explanations. Those readers who persevere on such a path can even find educative resources in the underlying theory. You may start your day seeing a funny photoshopped pic, proceed to the news story on which it is based, then find yourself enrolling in an online course in economics or environmental science. Openness is a guiding principle throughout. The online architecture has been designed with the frictionless experience of the end user, the citizen, kept firmly in mind.
But at the same time, we learn what the culture of parliament is like. What is it like to be an MP or a civil servant? What restrictions do they feel upon their speech and action? What is it they think the public don't understand about their position? What is it they feel they are blamed for that is beyond their control? How do even those who are in government feel their ability to govern as they would like, to make the decisions they really want to make, is restricted by their party, by the markets, by the economy, by specific commercial interests, by existing statutes and case law, by the media, by the European and international context? It may sound paradoxical, but e-democracy isn't just about increasing and improving the participation of the public in governing. It's also about increasing and improving the participation of the governors in governing.
To summarise slightly reductively: online participation needs to be frictionless, fun, and educative. It needs to imaginatively exploit cutting edge technologies, not just transfer pre-digital practices online.
What have the more far-thinking and imaginative theorists of e-democracy proposed? Has the Public Administration Select Committee interviewed anyone who fits that description?
Public consultations justly have a bad name. So indeed do stakeholder consultations.
For a period of several years I was involved with private sector market research and, frequently, public sector consultations. Confidentiality forbids me from sharing specific examples, but I grew used to hearing the growing horror of stakeholders gradually realising how limited their scope of influence was, on issues on which they were more passionate, more informed, and more directly influenced by than whoever was driving policy, and despite the trappings of open and responsive governance.
E.g.:
(a) I think the government tends to forget that it has a responsibility to assess the invested interests of those who participate in consultations. In particular, there is a tendency to think that businesses are experts in their own affairs, and that they can therefore be expected to make the best decisions for the economy and the country on sector-specific issues. In fact we live in such an interconnected world that there is no such thing as a purely sector-specific issue; the government have a responsibility to be critical of these sources, and to try to work out what the big picture is.
(b) I think stakeholder mapping is usually very badly done. There is often a slippage in sense from "anyone whom this issue affects" (a good definition of a stakeholder) to "those who are already influential in this area, and/or already present themselves as knowledgeable" (a poor definition).
(c) My strong intuition is that no matter how hard government (or any organisation) promises to itself it really will listen to its stakeholders this time, the only way to genuinely drive policy change through stakeholder engagement is to delegate real power to stakeholders - or at least to allow stakeholders to impose penalties if, in their considered judgement, the engagement process has not been material.
The issue, of course, is then whether you have the courage to delegate power to stakeholders who may disagree with you!
*
None of the following suggestions really make my heart leap, but I find it tricky to come up with anything better.
I am slightly worried that such measures might be adopted and executed badly. They might then serve as evidence that online participation is simply impractical.
So here are a few thoughts on online participation (apologies; they are slightly disjointed).
The UK should be leading the way in online participation, not half-heartedly trying out experiments we know will probably fail, so that we can have the excuse, "Well, we gave it a bloody good shot!"
I suppose a good principle to begin with is what the de facto citizen is like.
We shouldn't romanticize the notion of the citizen. We are often: overworked, harried, short on time, money, patience, passionate about issues but also nervous and defensive about a lack of deep knowledge of them, willing to learn, but also distrusting of all information on topics of public interest, without necessarily the time nor the inclination to be critical of that information, and craving the security and simplicity of authoritative information sources, or of timeless truths (typically cynical and/or vague dogmatism).
So "involving" us isn't just a matter of making government more permeable to the pre-existing knowledge, energy & deliberative resources of the citizenry. It is also finding ways to cultivate & nourish those things.
The trouble about polls is that there are just so many of them. One avenue worth exploring is making participation in official polls a bit more like voting: for instance, you can only vote in these polls once per month, so you'll choose the issue that's important to you, and not feel guilty about the rest. (Twelve votes per year might be better than one per month, for the sake of flexibility).
Letter-writing & petitions obviously have their place, but they feel rather dated. They take time and energy. The results are often discouraging (38 Degrees campaigns are a partial exception). They are only indirectly educative. We surely now have the technology to make the activities of government far more transparent, and to be able feedback on those activities at a fine grain, and for our government to be minutely responsive to that feedback. We have social networking and social browsing; why not social scrutiny of government?
We need to think about the notion of the "popularity" of information, and how the effects of particular items "going viral" could be usefully included in the interface between public and government. Not everything can receive equal attention, but it is not for the government to decide what is and isn't important. Nor can we any longer trust the opposition and traditional media to make such a selection. We the public must also be directly involved in determining relevance. At the same time, this is obviously risky territory. Information can become popular based on shallow considerations.
So in terms of online interaction, we also need to think about the relationship between the serious & official, and the casual, satirical, just-for-fun. Obviously not every tweeted joke, every "OMFG!" or ever photoshopped jpeg is an equally venerable and sacred exercise of a democratic right. At the same time, if you simply exclude the flippant, anarchic & playful side of things, you risk creating an arena for engagement which is dull, excessively hard work, and unrepresentative of the citizenry - being dominated by anoraks, humourless sorts, and special interests. You fail to cultivate & nourish the knowledge, energy & deliberative resources of the citizenry. (We also need to think about trolls. We also need to think about astroturf).
I don't have any big answers, but a small example might point us in roughly the right direction. Scenario A is that there is a comments section beneath Parliament TV. It obviously looks rather like the thread of pretty much any YouTube clip, and it confirms everyone's suspicion that we, the British public, are idiots.
Scenario B is that Parliament TV is integrated with Facebook, Twitter, Tumblr, etc., as well as bespoke social networking sites. Users can comment on issues raised and share specific segments of the filmed proceedings, or transcripts thereof, and can filter the annotative activity of other users in a variety of ways. There is, for example, a "readers who liked this comment tended to also like these comments" feature, so it's not just a matter of what's popular or not - people with common purposes or ideas can find one another. There are incentives for independent fact-checking to flourish. Where jargon or specialised language appears, it is easy to click through to get definitions and explanations. Those readers who persevere on such a path can even find educative resources in the underlying theory. You may start your day seeing a funny photoshopped pic, proceed to the news story on which it is based, then find yourself enrolling in an online course in economics or environmental science. Openness is a guiding principle throughout. The online architecture has been designed with the frictionless experience of the end user, the citizen, kept firmly in mind.
But at the same time, we learn what the culture of parliament is like. What is it like to be an MP or a civil servant? What restrictions do they feel upon their speech and action? What is it they think the public don't understand about their position? What is it they feel they are blamed for that is beyond their control? How do even those who are in government feel their ability to govern as they would like, to make the decisions they really want to make, is restricted by their party, by the markets, by the economy, by specific commercial interests, by existing statutes and case law, by the media, by the European and international context? It may sound paradoxical, but e-democracy isn't just about increasing and improving the participation of the public in governing. It's also about increasing and improving the participation of the governors in governing.
To summarise slightly reductively: online participation needs to be frictionless, fun, and educative. It needs to imaginatively exploit cutting edge technologies, not just transfer pre-digital practices online.
What have the more far-thinking and imaginative theorists of e-democracy proposed? Has the Public Administration Select Committee interviewed anyone who fits that description?
Tuesday, 21 May 2013
J. G. Ballard's CONCRETE: thoughts on High Rise and Concrete Island
This originally appeared in Vector #261. Thank you to then-editor Niall Harrison for helping it make some sense.
(1) Paradise
J. G. Ballard
died on the 19th of April 2009. You are the promising young angelic architect commissioned to
design his eternal paradise; time to step/flap up.
The seraphic refulgence
favoured by so many of your colleagues feels inappropriate. A scrunched-up,
half-hearted sketch of a cumulo-nimbus caryatid bounces from the rim of the
bin. Far too much like some nexus of crystallized flora and fauna from Ballard’s
1966 apocalyptic novel, The Crystal World.
Unsettled, you tear
a new sheet and begin to explore an Edenic concept, but your garden reveries
are infiltrated by great, sail-backed lizards. Boiling malarial lagoons breach
the levees. You remember Ballard’s 1962 apocalyptic novel, The Drowned World.
What about amenities?
Every intimation of luxury or convenience evokes High Rise (1975), Cocaine
Nights (1996) and Super-Cannes
(2000), novels in which ultra-comfortable, designer living arrangements become a
catalyst to ambiguous savagery, fetishism and sociopathy. “Over the swimming
pools and manicured lawns seemed to hover a dream of violence” (Super-Cannes, p. 75).
Maybe he could
learn to love great slabs baked to a malevolent glitter? Their service pipes
and water towers exposed, as though every solicitous euphemism, and comforting
illusion, were fallen victim to weird evisceration?
Oh boy. Did
Ballard like Brutalism? You’re not
sure. “I have always admired modernism and wish the whole of London could be rebuilt in the style of
Michael Manser’s brilliant Heathrow Hilton,” Ballard once wrote [1]. Was he
kidding?
Brutalism thrived from the 1950s to the
mid-1970s. Its signature material was concrete.
It took its name from concrete, specifically béton brut, raw concrete. It took its cue, or its
cube, from the heroism of early High Modernism, except now all heros were
tragic heros.
Concrete, jutting,
rough-hewn stone, brick, glass and steel: Brutalism has always baffled me a
bit. It feels like anti-architecture posing as architecture. Serving the only nine
crisps you own at your dinner party, trying to pass it off as the principled minimalism
of an austere populist. I’m pretty sure that’s ignorance and prejudice on my
part. But it’s widespread ignorance and prejudice. Brutalist tower blocks soon came
to both embody and symbolise the failures of the welfare state. You know the
deal. Heroin tinfoil twirling, leaflike, in puddles of piss. In High Rise Ballard wrote, “In principle,
the mutiny of these well-to-do professional people against the buildings they
had collectively purchased was no different from the dozens of well-documented
revolts by working-class tenants against municipal tower-blocks that had taken
place at frequent intervals during the post-war years” (p. 69).
I guess Brutalism
should be seen against the background – literally – of its prehistory. Brutalist
structures seem less antagonistic where they rise against archictecture of a
finnickier and more coy sort. Where Brutalism is a sparse elaboration upon a
crinkle-crankle, tumbledown backdrop, its ahistoricism seems good-humoured – at
least, a tantrum we can indulge.
Furthermore, in
the post-war period, impatience with frilly bits had a stronger rationale than
mere Enlightenment iconoclasm. Cunning, indirection, camouflage, nobility,
glory, ambition, cultural and traditional particularity and partiality – all
these were tainted by association with their equivalent martial “virtues.” The
prevailing spirit melted exhaustion with determination. The two world wars had
been bullshit. Openness,
accountability, stability, clarity, functionality, universality, neutrality,
democracy were “in.”
That meant honesty
in materials. That meant that, in post-war France , Le Corbusier’s
multi-functional super-structures came more and more to resemble
Medusa-stricken Decepticons. In Britain ,
the gentle, humanist, compromise Modernism of the welfare state compromise was
increasingly confronted by the principled austerity of Alison and Peter
Smithson. At the same time, the Smithsons resisted certain trajectories of
continental Brutalism. Their chief beef was (ironically, in light of – well, in
the shadow of – High Rise) that urban
planning should foster community spirit. “‘Belonging’ is a basic emotional
need,” they wrote. “From ‘belonging’ – identity – comes the enriching sense of
neighbourliness. The short narrow street of the slum succeeds where spacious
redevelopment frequently fails.” [2]
Reyner Banham, the
architectural theorist and critic, dubbed the British Brutalism of the
Smithsons and their crew the “New Brutalism.” Banham characterised the style by
its formal legibility of plan, or memorability as an image; its clear
exhibition of structure (including exposed service features – “Water and
electricity do not come out of unexplained holes in the wall, but are delivered
to the point of use by visible pipes and conduits”); and its valuation of
materials for their inherent qualities as ‘found’. And he added, “In the last
resort what characterises the New Brutalism in architecture as in painting is
precisely its brutality, its je-’en-foutisme,
its bloody-mindedness, and that the Smithsons’ work is characterized by an
abstemious under-designing of the details, and much of the impact of the
building comes from ineloquence, but absolute consistency, of such components
as the stairs and handrails” [3].
So we have an
architectural philosophy which prioritizes function and in some degree
aestheticises it. Though it is often received as anti-humanist, it has a
commitment to the human which is revealed negatively, like someone
painstakingly avoiding mentioning his or her big crush. Space and material are
enslaved to an implicit ensemble of human needs. Every autonomous flourish is
treated with the utmost suspicion.
To entirely rationalise an environment
according to the real needs of its inhabitants requires you know those real needs, intimately. But that
implies the risk that unquantifiables will be shoehorned into categories, and
imperfection and idiosyncracy will be met with intolerance. Moreover, a utopia
designed for the desires of one kind of person could transform that kind of
person into a new kind of person, for
whom the utopia is – well, something else, un-utopian, perhaps dystopian.
Dystopia could
already be here. Current levels of
global inequality are vom-provoking, if you have anything in your belly. One
response to dystopia is to distinguish “real needs” from luxuries. (The term
“real needs” appears at least twice in High
Rise. “Real illusion,” another Marxist term, also pops up. I doubt whether
these were conscious allusions). Selecting some real needs is the first step of
the commonsense approach – more-or-less the Human Rights approach. Next you
struggle, righteously, to fulfil everyone’s real needs. Above all, you fight to
revoke any luxuries which are based on denying
someone her or his real needs.
But commonsense
runs into problems. As Karl Marx pointed out, an axiomatic anthropological
division between “real needs” and luxuries could set us on the path to . . .
well, the Marxian version of utopianism. That’s utopianism in a pejorative
sense, implicated with false consciousness, especially with “ideology.” An
updated term for what Marx usually meant by “ideology” is “idealism” – a kind
of sublimation of class struggle, a transfer of its forms to the infinitely
hospitable media of language and thought.
In essence, if we
declare in advance what are “real needs” and what are luxuries, we’re likely to
superimpose abstract reconciliations on a material world still riven with
conflict, then look cross-eyed, constipated, yet smug. Our utopian
project, founded in dogmatic anthropology, would have no resources against an
equally dogmatic counter-anthropology, one positing domination as an
ineradicable feature of human nature. (“Domination” can use various proxies –
self-interest, will to life, or the propensity for people to form efficient
markets at the drop of a hat).
In fact, the first
move of such conservative opponents will be to point out how falsely conceiving
of material antagonisms as errors of thought – idealism – can exacerbate those
antagonisms, and raise their stakes. Battlemechs do not respect peace treaties,
only other battlemechs. This is political Realism through and through.
So “commonsense” and “ideology” are
joined at the hip, as are “utopia” and “idealism.” Marx’s response to this quandry was complex
and, let me be square, a bit over my head. It had centrally to do, I think,
with why Marx had to claim his approach was both dialectic and scientific. But more
urgently – for our purposes -- where does all this leave Ballard and Brutalism?
Imagine you’re
strapped into a hair-cutting machine, which insists you’re an inch shorter than
you actually are.
Brutalism inclines
towards anthropological dogmatism. It never lets you forget which bits of the
shebang are the humans. In Brutalism’s dogged insistence on serving those
humans, it crops anything jutting outside of its idea of what is human.
Nobody, on the
other hand, could call Ballard
anthropologically dogmatic – and in the next bit I’ll say why.
(2) Soul
So anyway, which
Ballard wings his way hither? In Christian tradition, resurrection is of the flesh, since the soul, which can’t die,
can’t be said to live again. Saints get special bod mods: impassibility, glory,
agility, subtility. But which Ballard – or what
of Ballard is on its way? Could it be Jim, the little squirt tearing around a
Japanese prison camp in WWII? Or the dashing young RAF pilot in Canada ?
The enfant terrible, centre of a controversial
obscenity trial? The middle-aged father, sitting in Shepperton, watching too
much TV and writing out High Rise and
Concrete Island long-hand? The dying Ballard?
Some strange council or admixture or Matryoshka?
In his 2008 memoir
Miracles of Life Ballard wrote:
“To return to Shanghai , for the first
time since I was a boy, was a strange experience for me. Memories were waiting
for me everywhere, like old friends at an arrivals gate, each carrying a piece
of cardboard bearing my name. I looked down from my room on the 17th floor of
the Hilton and could see at a glance that there were two Shanghais – the
skyscraper city newer than yesterday and at street level the old Shanghai that
I had cycled around as a boy [...] I was on an errand, though I had yet to
grasp the true nature of my assignment. I was looking for my younger self, the
boy in a Cathedral school cap and blazer who had played hide-and-seek with his
friends half a century earlier. I soon found him, hurrying with me along the Bubbling Well Road ,
smiling at the puzzled typists and trying to hide the sweat that drenched my
shirt” (p. 266)
Was Ballard suggesting
that he had a deep authentic core, a private continuity underlying his life’s vicissitudes
and forgetfulnesses, which could be haphazardly accessed via an evocative taste,
or fragrance, or snatch of song?
If Ballard’s books
don’t exactly advertise a clear concept of paradise, then they’re even cagier when
it comes to “deep authentic cores.” Ballard was far too sensitive to how
authenticity today – like any moral concept – is mediated by representation, how
it turns and twists to suit the courses of swift flows of capital and glamour. Only
a lie for cash could be so convincing, so seductive, as authenticity.
Ballard fed his
characters to his themes. You can watch his characters writhe and transmogrify
in the guts of those themes. What survives from one phase of a character to the
next is often what the earlier phase would categorize as trivial, peripheral. In
High Rise, for example, when the
well-educated residents start to vandalise their luxury tower block with
quasi-tribal graffiti, their territorial sigils are witticisms, wordplays,
acrostics and palindromes.
In a way, Ballard
probably couldn’t write “good”
characters – that is, “well-developed” or “believeable” ones. At least, he was
never too interested in those networks of corroborative detail from whose
densities could spring George Eliot’s Dorothea Brooke, or Henry James’s Isabel
Archer.
“Today naturalism
has completely faltered,” Ballard said in a 1990 interview. “You only find it
in middle-brow fiction.” [4]
Rather, Ballard’s
characters are nailed to agendas as though to racks. The roboticist Masahiro
Mori coined the term “Uncanny
Valley ” to describe how
people respond more and more warmly to robots (and cute anthropomorphic animals
and things) the more humanlike you make them – until they’re near-perfect
facsimiles, when suddenly our responses swerve into disquiet or revulsion. (The
Valley itself is the steep plunge when you plot these responses as a line
graph). The inner lives of Ballard’s characters resemble the outer rictuses of those
overly-lifelike droids. These characters seem to experience in extended similes.
“Now and then, the slight lateral movement of the building in the surrounding
airstream sent a warning ripple across the flat surface of the water, as if in
its pelagic deeps an immense creature was stirring in its sleep” (High Rise, p. 22). The bits of the
similes that “aren’t there” in the story – what linguists call the “vehicles”
or “figures” or “sources” – are so self-sufficient and suggestive, it feels
like they are there; and sometimes,
in Super-Cannes, say, they accumulate
so thickly as to compose the novel’s Unconscious. The characters’ casual drifts
of chat swirl into brutal prophesies, or miniaturised anthropological lectures,
as though some impatient Aspect of the authorial deity commandeered their
mouths.
Obsession with
pyschoanalysis part-substitutes for the carefully-evolved realist practices of
pysche-counterfeiting. Subjectivity isn’t patted into great homunculi like
Dorothea and Isabel; rather it gusts at the reader in huge flakes of human life,
which mix fragments of action and perception specified at psychoanalytic,
anthropological, architectural, biological, discursive and socio-cultural
levels, as well as at the level of the personality system, all arranged in
unpredictable proportions and configurations, and all constantly and
kaleidescopically disseminating and auto-dissecting. Characters are made into media
workers, doctors, pyschiatrists and architects, and into versions of Ballard (like
“James Ballard,” the protagonist of Crash)
to further mystify and enrich this reflexive, chaoplexic onslaught of psyche. Discourse
has never been so free and indirect.
The
counterintuitive fault-lines along which characters can shed characteristics are
pretty interesting. They comprise a poetics of startlement and discontinuity, a
kind of memento mori that isn’t
concentrated upon one terminal limit of a lifespan, but strewn throughout it. But
Ballard, as usual, was up to something more equivocal. The regressions which his
characters undergo also create new continuities. They re-establish
continuity with infantile drives, for example – drives which have been repressed,
or otherwise desultorily socialised. Sometimes, a psychic flyover springs up which
exceeds the individual lifespan. Racism, violence and perversity rescue
characters from modern anomie and isolation, and weave them into quasi-feudal
patterns of ingroup harmony. “For the first time it occurred to Wilder that the
residents enjoyed this breakdown of services, and the growing confrontation
between themselves. All this brought them together, and ended the frigid
isolation of the previous months.” (High
Rise, p. 60). Sometimes – in The
Drowned World, for instance – these eruptive continuities stretch even further back, foaming freak
solidarity with prehistoric homo sapiens,
or with their hominid or even reptilian
forebears.
The homologies
between Ballard’s childhood internment and his perennial themes – atavism, regression-sublimation,
hallucinogenic stupor, normalised violence, the State of Nature ,
Eden , Empire
and entropy – are so absolutely in-your-face that they’re bound to attain
exaggerated significance in Ballardian criticism. My hunch is that most
quasi-autobiographical writing, especially writing as speculatively-spirited as
Ballard’s, works precisely by
minutely muddying its connection with experience. (When I brood on a fact of my
existence, it starts to suggest mutually incompatible modes by which it could
be processed. The fact is incorporated into me in one way, and sublimated into art or shouting in an incompatible way.
Experience also has a uniquely misleading relationship with the writing
it generates.)
That caveat aside
. . . Ballard once described Lunghua internment camp as “where I spent some of
my happiest years”. That’s in an excerpt
from Miracles of Life published in The Times [5] – interestingly, the phrase disappears in the published volume (p.
270). In an 1982 interview his
expression is more circumspect: “I have – I won’t say happy – not unpleasant memories of the camp,” [6] remarking on the
casual brutality, and on the many games the children enjoyed.
In Drowned World Ballard wrote, “For some
reason, however, this inverted Crusoeism – the deliberate marooning of himself
without the assistance of a gear-laden carrack wrecked on a convenient reef –
raised few anxieties in Kerans’ mind” (p. 48). In the 1994 novel Rushing to Paradise, as in The Drowned World, characters withdraw
from the wider world, pursuing a conscious – or quasi-conscious – agenda of
enislement. Ballard’s characters are often seen to endorse or solicit
transformations which are – in a knee-jerk kinda way – hideous.
Yet even
alienation, isolation and injury have a certain appeal. In Concrete Island ,
Maitland constantly wonders whether he somehow, on some level, arranged to
maroon himself, whether in the shape of a primeval concrete succubus he seduced
himself. A quiet but clear echo of this aspect of Concrete Island can be heard in High
Rise: “It was here that Anthony Royal had been injured when his car had
been crushed by a reversing grader – it often struck Laing as ironic, and in a
way typical of Royal’s ambiguous personality, that he should not only have
become the project’s first road casualty, but have helped to design the site of
the accident” (pp. 36-7). The affluent, culturally-elite cave-dwellers of High Rise use their last vestiges of
civilisation to assure prying outsiders that everything’s all right, lest their
“dystopia” be confiscated. And of course in Crash,
well, these aren’t exactly car accidents.
In the short
story, “The Intensive Care Unit” (1977) (one of the prophetic ones – this time
it’s webcams, Skype and stuff), Ballard got his narrator to muse:
“True closeness, I now knew, was television closeness
– the intimacy of the zoom lens, the throat microphone, the close-up itself. On
the television screen there were no body odour or strained breathing, no pupil
contractions and facial reflexes, no mutual sizing up of emotions and disadvantage,
no distrust and insecurity. Affection and compassion demanded distance. Only at
distance could one find that true closeness to another human being which, with
grace, might transform itself into love” (p. 9).
In High Rise, the building begins to generate
a sinister new social type:
“a cool, unemotional personality
impervious to the psychological pressures of high-rise life, with minimal needs
for privacy, who thrived like an advanced species of machine in the neutral
atmosphere. This was the sort of resident who was content to do nothing but sit
in his over-priced apartment, watch television with the sound turned down, and
wait for his neighbours to make a mistake […] people who were content with
their lives in the high-rise, who felt no particular objection to an impersonal
steel and concrete landscape, no qualms about the invasion of their privacy by
government agencies and data-processing organizations, and if anything welcomed
these invisible intrusions, using them for their own purposes. These people
were the first to master a new kind of late twentieth-century life. They
thrived on the rapid turnover of acquaintances, the lack of involvement with
others, and the total self-sufficiency of lives which, needing nothing, were
never disappointed. // Alternatively, their real needs might emerge later” (p.
36).
One could draw
the lesson that any mode of human existence can develop the faculty to joyfully
authenticate itself. That would be good news for you, angelic architect – suggesting that every soul lugs around its
utopia like its snailshell.
But I don’t
think it’s the right lesson. Ballard was interested in what made abhorrent
subject positions appealing from the inside – what equillibrialised them,
harmonised them – but we don’t have to take these systems’ self-understandings
uncritically. For one thing, often Ballard was exploring a quite recent commodification of ontology. Cost-benefit
analysis (with a dash of Yippee-ish, gap year-vintage permissiveness) is how “homo capitalist” might articulate
encroaching violent rebirth to her- or himself . . . but it doesn’t prevail
universally over all such violent
rebirths. It’s only because we’re so accustomed to varying forms and levels of
alienation that we can coolly appraise extreme forms of alienation and
reconciliation like articles rummaged from a bargain bin.
Besides, even
when the multitude are content with their (parking) lot, there are outliers who
are not. “The Disaster Area” (1957,
originally “Build-Up”) is set in a probably-infinite urban space, the kind of
platform shooter Möbius would have designed if he hadn’t been into strips. Most
of its residents are down with that, but not the protagonist, and he grows
unhappily obsessed with the exotic concept of “free space.”
The
utopia-enabling scapegoat is a perennial theme of moral SF, of course. Check
out the New Testament (65-150), or Ursula LeGuin’s “The Ones Who Walk Away From
Omelas,” (1974). Sometimes not one or two, but whole swathes are brought under
regimes of torment. There are plenty of signs in High Rise that, for some residents, adaptation to a new way of life
is psychically harrowing:
“Helen moved
silently around the apartment, barely aware of her husband. After the fit of
compulsive laughter the previous evening, her face was waxy and expressionless.
Now and then a tic flickered in the right apex of her mouth, as if reflecting a
tremor deep within her mind. She sat at the dining-table, mechanically
straightening the boys’ hair. Watching her, and unable to think of what he
could do to help her, Wilder almost believed that it was she who was leaving
him, rather than the contrary” (p. 60).
When the uneven
misery begins to follow contours of gender, class or race, questions of justice
creep into the picture. Before the
high society disintegrates into a freakshow of lonesome copings, it goes
through a period of explicit class
struggle. The top five floors wear fancy pants and balkanize the middle
twenty-five floors, guarding their own privilege by playing off class fractions
one against the other. The bottom ten floors are muddled scum, abused, sullen
and sickly.
There are hints
that the sexual violence against the high-rise’s neo-cavewomen is only a minor insult,
that the cultural form of rape is
wrenched out of recognition . . . but Ballard didn’t come out and say that, and he was an author who could
unflinchingly come out and say things. I think that High Rise strongly implies mass war rape, experienced as such. I
think Ballard avoided first-person testimony (the book has three main
characters, all male) because the sexual victim, as a matter of cultural form,
invites pity, indignation, craving of custody and thirst for reprisal. These
responses are all part of the same system of gendered and sexualised violence
which High Rise is wrestling with on
the dissection table. There is a subtext to the high-rise’s pervasive all-women
groupings. In the world of High Rise,
those women who can live without men.
Justice, then, emerges
as an important makeshift division between utopia and dystopia. The idea of
justice lets that division go beyond determination by individual subjects. But
justice is part of bourgeois morality, and implicated in that morality’s indifference
to injustice. As such, Ballard seldom if ever introduces justice as clear-cut
concept. It is always peripheral, always vanishing, the lines to invoke it
coinciding with those to banish it.
(3) Islands
Could there be such
a thing as just architecture?
As the security
situation in High Rise begins to
deteriorate, the hard-drinking film critic Eleanor Powell exults, “For the
first time since we were three years old what we do makes absolutely no difference”
(p. 40).
Architecture in
a broad sense denotes more than buildings, more than physical stuff.
Architecture is
about the structures which confront us and channel our lives down their various
courses. Those structures limit our free will, but they also play a part in
making free will something worth wanting.
They delimit the ways in which what we do can make a difference – or determine
that it makes “absolutely no difference.”
Imagine there
was a just architecture, an architecture which could ensure the virtue of its
residents. What effect would it have on their free will?
Of course, the
networks of pathways which confront us all are,
in part, free will – the free will of
others. They are “built” out of the choices everyone else has made, in millennia or milliseconds gone by, or can be
expected to make. (For this reason, it’s often been thought that the terminal
unit of virtue is the polity, not the individual. Sometimes the architecture
enveloping particular person affords no opportunities for the good life).
When I heard
the premise of Concrete Island
– I was a kid, my dad described it to me – I had a quite different image of the
island. It was a tiny little thing, maybe enough to sustain one concrete
coconut tree. The marooned man stood in tatters waving his briefcase at an
endless torrent of traffic. Every driver saw him, every one sped grimly by. Eventually,
he sat down. His sitting down, I dimly reasoned, might be one of the best bits
of the book.
A friend of
mine had exactly the same experience: heard about Concrete Island, envisioned the pared-down set-up q.v., years later
was both disappointed and dazzled when she read the book. Maybe Dad just went
around giving little girls misleading summaries of Concrete Island ,
I dunno. But I think that the distorted premonition does tell us something
about the emotional and thematic mush that inevitably bursts, like restaurant
waste from a black bag behind a mesh wire fence, when you change Crusoe’s
lagoon for a line of lorries. Hundreds of thousands of people queue up,
although only by chance, to confirm that they
don’t care about you at all. If they have nothing to gain in helping you,
then there is no natural sympathy, no moral law, which will compel them to.
Why didn’t someone stop for him? Could there
really be no break in the flow, 24/7?
Too weird. It manifested the precision of science, as humane affect was
subjected to rigorous physical demonstration and encoded as statistics. Percentage
love in universe: 0.000%. Simultaneously, mists of allegory enveloped the
fabled isle. Clearly, this could not be a realist work.
Structural
flaws pervade this allegorical monument to modern nihilism and ambivalence. It’s
cemented together with its own counterfactuality. Its genre is not satire, but
nightmare. It relies for its force or the reader’s conviction that this is all
wrong, that one should stop, that she
or he would stop. Our moral universe cannot be so badly damaged. Even as it
denounces the isolation and heartlessness of modernity, it whispers, “Things
aren’t so bad.”
The actual island of Concrete Island is quite different, a sunken
wasteground some two hundred yards long, cut off by steep embankments and three
massive motorways. Maitland’s injuries make it difficult and dangerous to climb
up onto the motorways. Most drivers don’t see him at all, or see him for only a
moment, like some subliminal image in a movie roll. Like the figure glimpsed
from a train in a Ford Maddox Ford memoir, he’ll take delivery of a multitude
of interpretations. He is perhaps the object of a small, faint calculation –
the possibility that “something is wrong,” weighed against the danger of
pulling over.
“He stood up
and turned to face the oncoming traffic. Three lines of vehicles sped towards
him. They emerged from the tunnel below the overpass and accelerated along he
fast bend [...] His jacket and trousers were stained with sweat, mud and engine
grease – few drivers, even if they did notice him, would be eager to give him a
lift. Besides, it would be almost impossible to slow down here and stop. The
pressure of the following traffic, free at last from the long tail-backs that
always blocked the Westway interchange during the rush-hour, forced them on
relentlessly” (p. 17).
The Kitty
Genovese effect is also in play. Every individual driver judges it absurd that no driver would stop – there are
thousands! – so no driver does. The physical architecture, in short, integrates
with the psychic architecture in such a way that Maitland’s neglect does not
entail an unrealistic world of ethical egoist sociopaths.
If it is
rational, is the architecture around the island then just? The walls of concrete and conventions of traffic safely
channel the potentially lethal machines and their occupants. The architecture
rationalises the behaviour of the motorway, in the sense that it forcibly aligns
private and public virtue. Whoever endangers another in this hum of high-speed
metal also endangers her- or himself. Yet clearly this architecture is unjust for
those who fall outside its remit.
One boingy spring-board for utopian
(and counter-utopian) thought is the premiss that when archictectures of action
prove themselves unjust, all their contingencies could be imaginatively cleared
away, and they could be rebuilt from scratch. Somewhere on the continuum
between cobweb and support strut, you draw a line. You chuck away what is
contingent, mere convention, the product of evolutionary eccentricity. You keep
what is essential to the human condition. In the society of bare bones, in this
State of Nature ,
is there such a thing as justice? Is there “natural law”? Are there trade-offs
between potential moralities? Can we create, and not just evince, virtue?
Whatever the State of Nature is, whatever laws it sports or lacks,
it can be used to benchmark real
societies, to detect where they are malformed and could be healed, or to
recognise the limits of reform. The tradition linking the State of Nature with tales of island adventure is
long and illustrious. But the priority
which Ballard gave to the mediatization of experience led him to contest the
reality of reality and the naturalness of nature. It’s odd, therefore, that his
books should invest so heavily (if seldom explicitly) in this tradition. Power
relations in Ballard’s (quasi?) State(s) of Nature are complex, certainly irreducible to
“hard” power (direct control of resources), and probably irreducible to hard
and “soft” power (charisma, tricks). Power is intricately bound up with
identity-formation and maintenance. “Real needs” are dubious, since even the
will to life needn’t underwrite all possible subjectivities. Concrete Island
thematizes the Hegelian master-slave dialectic, probably. Maitland’s successes
in subduing the other inhabitants are somewhat incongruous. He is injured,
crazed; he relies on them for food and mobility. He uses sex and money, and
piss and booze, but it always feels as though he achieves more than he ought
to, that there is a discrepancy between his resources and his status.
I was deftly summarizing High Rise for someone – it’s like, this
TV executive, he’s covered in lipstick warpaint, his camera is practically a
mace, catching sight of his own heavy, brown penis in the mirror calms him
down, he can only grunt, it’s been like a month or something, – and this
person asked me, quite reasonably, what happens to seal the high-rise off.
I drew breath.
Because that’s the template for these
stories, right? Seal off a dinner party of anesthetists, social workers, et
al., give it ten minutes and voila abattoir with yetis. Sealing off
the nice people, or stranding them somewhere, does two things. It separates
them from abundance (Capitalist abundance, typically), and it separates them
from state institutions of law and order.
“Everyman is a gory savage, and his
latent violence is closer to the surface than we think” – that’s the moral, or
the cliché, which this genre trusts us to anticipate and rewards us with in the
end. We are Them. We are Them.
It is the convergence of science and
pornography. Although it is, by itself, not exactly
an authoritarian sentiment, it sports flanges serrated to dovetail perfectly
with the ass-dags any charismatic demagogue who happens to goose-amble by. Because
if Man (and it usually is “Man” by this point) is inherently a juggernaut of
atrocity, his civil manner, but a dissembling gauze, then we need strong leadership to keep us in
check.
Only the Hobbesian formula of
protection-obedience will do. We are Them. But for the Grace of omnipotent
authority, there go I. Never mind, like, separation of powers, checks and
balances, constitutionalism; that never happened. Justice (or, second-best,
security) must be built into a governmental architecture, since the “sealing
off” experiment has shown it is not a natural feature of Man.
In High
Rise, nothing seals them off! Nothing
triggers the regression; initially
there are some tensions about dog-owners, and a bit of a question mark over
when kids should use the pools. This is our clue that Ballard was up to
something quite different.
Are We, according to Ballard, Them? Almost.
Leap to the lead in the hic et nunc
cocobananas carousel, and you’re one of them.
Almost, but I think, not quite. Ballard
was abstemious in laying the causal foundations of the high-rise tribalism. In
Brian Aldiss’s Non-Stop (1958) it takes several generations aboard a
dodgy starship to regress. But High Rise is gently, and deliberately
underdetermined. It requires of its readers a suspension of disbelief something
in excess of what The Portrait of a Lady wants,
though not quite the level demanded by, “In the Mirror Universe, the
shapeshifter Odo is the supervisor of the mining complex at Terok Nor. He is a
brutal taskmaster over Terran slaves there [...]” etc.
Some folks – the feminist political
theorist Carol Pateman is a good’un – have criticised the State of Nature as a myth which
legitimates existing power relations. But Ballard combined the State of Nature with cutting
criticism of existing power relations. Rather than showing us the dystopia
which underlies and legitimates the status
quo (like Hobbes – or like John Locke, showing us the minimal model which
clarifies the status quo’s
rationality), Ballard’s States of Nature showed us the weird dystopian-utopian
spaces which already exist within the
status quo.
Ballard wasn’t just interested in what the
contrived spaces of a lab experiment, or the aftermath of a disaster, can tell
us about human nature and big social trends. For Ballard, they weren’t just allegories,
thought experiments, or models. He was also interested – I really think there
is a difference here – in the spaces
themselves, which he suspected appear more frequently and pervasively than
we care to admit.
Though Ballard’s work is cautionary, it
has a lot of good things to say about utopia. Especially if you think how
relatively unpopular the concept has been recently: the concepts of utopia and
dystopia are fused. It is quite
impossible to speak of a radically better world without alluding to the
utopianisms of Hitler and Stalin. You
can argue, again in a Marxist vein, that it is Late Capitalism itself that has
grotesquely glued gulags, artifical famine and Aushwitz all over the pure and
sweet concept of universal justice. You can argue that It does so to protect Itself
from criticism. You might be right, but this stuff is nonetheless still objectively glued together. Utopia-dystopia
is a “real illusion,” like the commodity form – it is an illusion we can’t
dispel by piercing it through thought and exposure with language, since the
“illusion” is invincibly reiterated every moment by our lived social relations;
it is reborn from everywhere, it is more logical than logic.
And yet. Utopia
has been a dirty word for so long . . . it’s sort of cleaned itself, a bit. Like
dirty hair which they say secretes its own shampoo, or an abandoned piece of
laundry that’s ambiguously wearable again. Ballard never treated this
utopia-dystopia hybrid as a weird limit condition, or latent dynamic, or
bogey-man. With a science fiction novelist’s perogative, he showed it as
something that was already here. He submitted its events to standards of justice,
however problematic, and he traced possible trajectories of subjectivity
through it.
Every time utopian
thought is criticised for ignoring some latent real need, we slightly enlarge
our idea of what it is to be human. Have our ideas of real needs simply needed
more paranoia and more imagination? Nothing could be more dogmatic than ruling
out utopia forever.
Post-script: Manaugh
So I’ve made three
small suggestions about Ballard. First, his work is supremely conscious of the
dynamic connection between environments and their inhabitants, and thus
critical of efforts to “perfect” environments on the basis of a particular idea
of the human. Second, despite his disdain for received notions of intrinsically
superior modes of life, Ballard resisted moral relativism, and submitted the
flux of subjectivity he depicted to standards of justice. Third, Ballard was
drawn to segregated, normatively autonomous spaces, but not only as experiments, or models, whose use
lay in extrapolation or generalisation or allegory. He was also fascinated by
the possibility that much of society already takes place in such spaces.
It would be nice
to get some closure on the J. G. Ballard’s celestial resting place question
q.v., even if it was just a thought
experiment gradually revealing its own patent absurdity.
Did Ballard like Brutalism? Bollards, ballustrades,
pallisades, flyovers, cloverleaf junctions, on-ramps, traffic islands, artifical
lakes, storm tunnels, multi-storey car parks, business parks, military camps, edge-of-town
mega-malls, abandoned cinemas, opulent, derelict hotels, ruined swimming pools
quarter-filled with yellow water, an Alsatian bobbing, or bone dry and piled
with human bones. Stairwells barricaded with chic utilitarian furniture,
shadows moving behind them; did Ballard like
this stuff?
My friend Posie
Rider told me a joke; she told it wrong (Posie could fluff the punchline of an
e-mail forward), but using Habermasian reconstructive science, I think this
East German guy is applying to emigrate to West Germany. This state bureaucrat
says, “Listen,
why do you want to emigrate? Here, you have a large, well-serviced apartment
overlooking the park. Will you get such a nice apartment in the West?” It may be an old
joke. The
would-be emigrant says, “Oh, can’t complain.” “And you finally got that car you’ve
been applying for?” “Oh, can’t complain.” “And you have a good, safe job at the
shoe factory!” “Oh, can’t complain.” “So why do you want to move to the West?” “There
I can complain!”
OK, so it’s about freedom of expression
and of political dissent. But I imagined hyper-democratic authorities in West Germany taking those complaints seriously. I
imagined them reconstructing the mortified immigrant’s old situation around
him.
Some subjects are deeply invested in
resisting their own conditions of possibility. It is a deep problem for progressive
politics of all kinds. It is the kernel of truth in the conservative slur that
grassroots activists and other political volunteers are troublemakers and attention-seekers.
By the end of Concrete Island , Maitland seems to be this kind of
subject. Crudely, he doesn’t want to escape from the island, he wants to be
someone trying to escape from the island. (This explains the apparent hypocrisy
of hiding from a police car and then, a paragraph later, thinking with delight
of imminent escape).
The social critic, the cautionary
visionary, implicated with his subject matter, is similarly constitutively
conflicted. Did Ballard like this stuff, well, yes, in a terribly complicated
iterative way, it was what he loved to hate to love to hate to love to hate . .
. etc., with new cognitive angles materializing with each iteration.
So I guess if I
were the angel architect (I’m not – it’s you)
I might build Ballard a limitless flux of only-ever-provisionally-distinguished
subjectivity and environment, in intricate and glorious iteration, more or less
laissez-faire but with safeguards
against the evolution of infinite loops and other cul-de-sacs of dei-diversity.
Plus bunting because that would kind of be my signature thingy. A cop-out based
on free market indifference and fetishization of choice, you say; I say, the
bunting’s not; also Plan B is consult with other mortals. Nic Clear and Simon
Kennedy have started a course on Ballardian architecture at the Bartlett School
of Architecture in London .
Maybe Geoff Manaugh is the mortal for the job. He has recently published a
book, The BLDGBLOG Book, based in
part on his speculative architecture blog, BLDGBLOG (bldgblog.blogspot.com). The
project is probably way too big for any one of us. But if we collectively came
up with a utopia good enough for Ballard, I bet it would be good enough for any
one of us.
Works cited
Brian
Aldiss(1958): Non-Stop, London : Faber & Faber
J. G. Ballard (1957): “The
Disaster Area,” (a.k.a. “Build-Up” / “The Concentration City”) in The Complete Short Stories, London :
Harper (2006)
J. G. Ballard (1962/2008): The Drowned World, London :
HarperCollins
J. G. Ballard (1973/2008): Concrete Island ,
London : HarperCollins
J. G. Ballard (1975/2006): High-Rise, London :
HarperCollins
J. G. Ballard (2006): Super-Cannes,
London : HarperCollins
J. G. Ballard (2008): Miracles
of Life: Shanghai to Shepperton, an
Autobiography, London :
HarperCollins
J.G. Ballard (1977/2006): “The Intensive Care Unit” in High-Rise “P.S.” (q.v.)
George Eliot (1874): Middlemarch
Henry James (1881): Portrait
of a Lady
Ursula LeGuin (1974) “The Ones Who Walk Away From
Omelas” in The Wind's Twelve Quarters,
New York :
Harper & Row (1975)
Endnotes
[1] J. G. Ballard (2006): “A Handful of Dust,” The
Guardian, online at <http://ballardian.com/jg-ballards-handful-of-dust>
[2] Alison and Peter Smithson, CIAM Congress 1953
(over-cited sound-byte)
[3] Reyner Banham (1966): “The New Brutalism: Ethic or
Aesthetic?” in As found: the discovery of
the ordinary (2001): ed. Claude Lichtenstein and Thomas Schregenberger,
Springer, p. 130
[4] Jeremy
Lewis interviews J. G. Ballard, Mississippi Review, Volume 20, Numbers 1 & 2,
published 1991 by the Centre for Writers, The University of Southern
Mississippi, online at <http://www.jgballard.ca/interviews/jeremy_lewis_1990_interview.html>
[5] Excerpted in The
Times Online, 20 January 2008, <http://entertainment.timesonline.co.uk/tol/arts_and_entertainment/books/book_extracts/article3215270.ece>
[6] Quoted in BBC obituary,
online at <http://news.bbc.co.uk/1/hi/entertainment/8007331.stm>
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